Hello @Nirus ,
Here my statement PDF debug from Wealthsimple Trade account :
PDFBox Version: 1.8.16
Portfolio Performance Version: 0.60.0
-----------------------------------------
ORDER EXECUTION ONLY ACCOUNT 1/5
All figures in $CAD unless otherwise specified
Account No. Owner Statement Period
201 - 80 Spadina Avenue HQ7B5C375CAD Jerry Richardson 2022-10-01 - 2022-10-31
Toronto, ON, M5V 2J4
Phone: (416) 595-7200 Fax: (647) 245-1002
RSP Account
Market % of Market Book % of Total Book
Value($) Value Value($) Value
Cash $246.55 7.51 $246.55 6.41
Jerry Richardson Canadian Equities and $1,186.23 36.15 $1,483.33 38.56
167 Beaver Creek Alternatives
Thornhill ON L4J 1W2 US Equities and $1,848.38 56.33 $2,116.36 55.02
CA Alternatives
Total Portfolio $3,281.17 100.00 $3,846.24 100.00
Portfolio Cash
Last Statement Cash Balance $307.61 Cash Paid In Deposits $0.00 Contributions:
Total Cash Paid In $9.72 Proceeds from sales $0.00 First 60 Days $800.00
Total Cash Paid Out $70.78 Dividends $9.72 Rest of Year $3,000.00
Closing Cash Balance $246.55 Interest $0.00
Other $0.00
Cash Paid Out Fees $0.00
Taxes $0.00
Cost of Investments $70.78
Withdrawals $0.00
Other $0.00
Portfolio Equities
Symbol Total Segregated Market Market Book
Quantity Quantity Price ($) Value ($) Cost* ($)
Canadian Equities and Alternatives
Amazon.Com CDR CIBC Reg S AMZN 2.0000 2.0000 $12.64 CAD $25.28 $37.80
Apple Inc. CDR CIBC Reg S AAPL 2.0000 2.0000 $23.16 CAD $46.32 $50.98
BMO Covered Call CDN Bk ETF ZWB 3.0000 3.0000 $18.62 CAD $55.86 $62.70
Bank of Nova Scotia BNS 2.0000 2.0000 $65.85 CAD $131.70 $174.60
BlackRock Canada iShares Core Equity XEQT 3.0000 3.0000 $23.74 CAD $71.22 $76.09
ETF
CI Galaxy Bitcoin ETF CAD Unhedged BTCX.B 12.0000 12.0000 $4.14 CAD $49.68 $92.64
CI Galaxy Ethereum ETF CAD ETHX.B 5.0000 5.0000 $7.74 CAD $38.70 $69.90
Unhedged
Horizons Active CDN Cl E UN HAL 1.0000 1.0000 $19.95 CAD $19.95 $20.78
Horizons Gold ETF HUG 6.0000 6.0000 $13.25 CAD $79.50 $91.53
IShares Nasdaq 100 Index ETF Un XQQ 1.3889 1.3889 $87.98 CAD $122.20 $162.44
MICROSOFT CDR (CAD HEDGED) MSFT 2.0000 2.0000 $17.50 CAD $35.00 $41.08
Meta Platform CDR CIBC CAD HDG MVRS 5.0000 5.0000 $5.36 CAD $26.80 $63.55
Toronto Dominion Bank TD 1.0000 1.0000 $87.19 CAD $87.19 $96.88
Vanguard FTSE CDN Div ETF Un VDY 4.0000 4.0000 $41.96 CAD $167.84 $188.72
Vanguard S&P 500 Hed ETF VSP 1.0000 1.0000 $64.11 CAD $64.11 $78.56
Vanguard S&P 500 Index ETF VFV 1.0000 1.0000 $93.65 CAD $93.65 $95.89
Total $3,034.61 $3,599.69
*Book Cost - the total amount paid to purchase a security, including any transaction charges related to the purchase, adjusted for corporate
reorganizations. The transaction charge schedule can be found here. The book cost has been calculated to the best of our ability based on the
information available to us, unless provided by you or your agent. As such, this information should not be used for the purpose of tax reporting as
certain events are dependent on individual circumstances and the book value may not reflect all required adjustments. Please contact us to update
the statement records if necessary.
2/5
Portfolio Equities
Symbol Total Segregated Market Market Book
Quantity Quantity Price ($) Value ($) Cost* ($)
iShares S&P/TSX 60 Index ETF XIU 2.3859 2.3859 $29.86 CAD $71.24 $79.19
US Equities and Alternatives (The conversion rate used to convert your month-end Market Value to CAD is: $1USD = 1.364900 CAD)
ARK Innovations ETF Trust ARKK 4.0000 4.0000 $38.28 USD $208.99 $277.30
AT&T Inc T 6.0000 6.0000 $18.23 USD $149.29 $150.53
Berkshire Hathaway Cl B NEW BRK.B 0.3439 0.3439 $295.09 USD $138.51 $134.74
Broadcom Inc. Com AVGO 0.0875 0.0875 $470.12 USD $56.15 $65.80
Cisco CSCO 1.0000 1.0000 $45.43 USD $62.01 $64.73
Coca-Cola Company KO 2.0000 2.0000 $59.85 USD $163.38 $166.59
Global X NASDAQ 100 Covered Call QYLD 6.0000 6.0000 $16.14 USD $132.18 $148.24
ETF
Home Depot HD 0.3492 0.3492 $296.13 USD $141.14 $131.62
Realty Income REIT O 5.0000 5.0000 $62.27 USD $424.96 $438.60
Spotify Technology SPOT 1.0000 1.0000 $80.58 USD $109.98 $256.73
Stanley Black & Decker SWK 0.4159 0.4159 $78.49 USD $44.56 $65.82
Vanguard Russell 2000 Index ETF VTWO 1.0000 1.0000 $74.06 USD $101.08 $108.77
WisdomTree US High Dividend Fund DHS 1.0000 1.0000 $85.10 USD $116.15 $106.89
Total $3,034.61 $3,599.69
*Book Cost - the total amount paid to purchase a security, including any transaction charges related to the purchase, adjusted for corporate
reorganizations. The transaction charge schedule can be found here. The book cost has been calculated to the best of our ability based on the
information available to us, unless provided by you or your agent. As such, this information should not be used for the purpose of tax reporting as
certain events are dependent on individual circumstances and the book value may not reflect all required adjustments. Please contact us to update
the statement records if necessary.
3/5
Activity - Current period
Date Transaction Description Charged ($) Credit ($) Balance ($)
2022-10-03 DIV DHS - DHS-WisdomTree US High Dividend Fund: Stock $0.00 $0.46 308.07
dividend distribution, received at 2022-10-03, FX Rate:
1.3631
2022-10-03 DIV AVGO - Broadcom Inc. Com: Stock dividend distribution, $0.00 $0.49 308.56
received at 2022-10-03, FX Rate: 1.3631
2022-10-03 DIV KO - Coca-Cola Company: Stock dividend distribution, $0.00 $1.20 309.76
received at 2022-10-03, FX Rate: 1.3631
2022-10-05 DIV ZWB - ZWB-BMO Covered Call CDN Bk ETF: Stock $0.00 $0.33 310.09
dividend distribution, received at 2022-10-05
2022-10-06 DIV VTWO - Vanguard Russell 2000 Index ETF: Stock $0.00 $0.40 310.49
dividend distribution, received at 2022-10-06, FX Rate:
1.3746
2022-10-06 DIV VSP - VSP Vanguard S&P 500 Hed ETF: Stock dividend $0.00 $0.23 310.72
distribution, received at 2022-10-06
2022-10-06 DIV VFV - VFV - Vanguard S&P 500 Index ETF: Stock $0.00 $0.32 311.04
dividend distribution, received at 2022-10-06
2022-10-11 DIV VDY - VDY - Vanguard FTSE CDN Div ETF Un: Stock $0.00 $0.83 311.87
dividend distribution, received at 2022-10-11
2022-10-13 DIV HAL - HAL - Horizons Active CDN Cl E UN: Stock $0.00 $0.27 312.14
dividend distribution, received at 2022-10-13
2022-10-14 DIV O - Realty Income REIT: Stock dividend distribution, $0.00 $1.72 313.86
received at 2022-10-14, FX Rate: 1.3882
2022-10-18 BUY BRK.B - Berkshire Hathaway Cl B NEW: Bought 0.1829 $70.78 $0.00 243.08
shares (executed at 2022-10-14), FX Rate: 1.4152
2022-10-26 DIV CSCO - Cisco: Stock dividend distribution, received at $0.00 $0.52 243.60
2022-10-26, FX Rate: 1.3569
2022-10-27 DIV BNS - Bank of Nova Scotia: Stock dividend distribution, $0.00 $2.06 245.66
received at 2022-10-27
2022-10-31 DIV TD - Toronto Dominion Bank: Stock dividend distribution, $0.00 $0.89 246.55
received at 2022-10-31
4/5
LEVERAGE DISCLOSURE
Using borrowed money to finance the purchase of securities involves greater risk than using cash resources only. If you borrow
money to purchase securities, your responsibility to repay the loan and pay interest as required by its terms remains the same
even if the value of the securities purchased declines.
STATEMENT NOTES
Client accounts for Wealthsimple Trade and Wealthsimple Invest held at Wealthsimple Investments Inc. are protected by CIPF
within specified limits in the event Wealthsimple Investments Inc. becomes insolvent. A brochure describing the nature and
limits of coverage is available upon request. www.cipf.ca.
Free credit balances in non-registered accounts represent funds payable on demand which, although properly recorded in our
books, are not segregated and may be used in the conduct of our business. Cash balances in registered accounts are held in
trust by The Canada Trust Company. Occasional failed deliveries from executing brokers can cause shares to be desegregated
based on approved segregation logic.
A statement of financial condition and a current list of directors and officers for Wealthsimple Investments Inc. will be furnished
upon request. Clients in British Columbia are entitled to certain additional information about Wealthsimple Investments Inc.,
including information about commissions and fees that we charge, and about any administrative proceedings that may relate to
the firm or its staff.
All sales of securities are disclosed to the Canada Revenue Agency on a yearly basis. These transactions must be reported on
your annual income tax return. Keep this statement for income tax purposes, as no other will be provided in respect to these
transactions. Employees of Wealthsimple Investments Inc. are not authorized to provide tax or legal advice. Please consult
your accountant or lawyer on such matters. The information provided in this statement is compiled from our records and other
sources believed to be reliable. However, we give no warranty as to the accuracy or completeness of the data nor is such
warranty implied. Use of any of the information contained on this statement is entirely at the discretion of the recipient and no
liability may be attached to the broker/dealer indicated on the face of this statement or such usage.
For regulatory purposes, Self Regulatory Organizations including Market Regulation Services Inc., the Investment Industry
Regulatory Organization of Canada, the Mutual Fund Dealers Association of Canada, Bourse de Montreal Inc., and, the
Canadian Investor Protection Fund (collectively “SROs”) require access to personal information of current and former clients,
employees, agents, directors, officers, partners and others that has been collected or used by Regulated Persons. SROs collect,
use or disclose such personal information obtained from Regulated Persons for regulatory purposes, including:
Surveillance of trading-related activity, sales, financial compliance, trade desk review and other
regulatory audits, investigation of potential regulatory and statutory violations, regulatory databases,
enforcement or disciplinary proceedings, reporting to securities regulators, and, information-sharing with
securities regulatory authorities, regulated marketplaces, other self-regulatory organizations and law
enforcement agencies in any jurisdiction in connection with any of the foregoing.
This statement reflects all obligations of the firm to you. Please examine this statement of account promptly. Any errors or
omissions must be reported in writing within 45 days as of the date of this statement to: Wealthsimple Investments Inc.
Compliance Department, 201 - 80 Spadina Avenue, Toronto, Ontario, M5V 2J4 or you will be precluded from asserting that
errors or omissions have occurred.
ENDNOTES
1. The market value for this security cannot be determined as there is no active market.
2. The market value for this security has been estimated as there is no active market.
3. Some or all of the book cost of this security has been determined using a fair market value calculation.
5/5
Information about Statement Codes
AFFILIATE - Affiliate bonus GIFTCARD - Giftcard redeemed ROC - Return of capital
BUY - Purchase of assets GRANT - Grant payment SELL - Sell of assets in an account
BUYTOOPEN - Purchase of option GRTRP - Grant repayment SELLTOCLOSE - Sell of option
contracts GST - Goods and services tax contracts
CLB - Canada Learning Bond grant HBP - Redemption for home buyers' STKREORG - Stock re-organization
CONT - Contribution plan TAX - Tax withheld
CORRECTION - Applied correction INT - Interest received TRFIN - Transfer into the account
CREDIT - Credit issued JRL - Journal TRFINTF - Tax-free transfer into the
CRYPTORWD - Crypto staking reward LLP - Redemption for lifelong learner account
DCTFEE - Debit card transaction fee plan TRFOUT - Transfer out of the account
DEP - Non-contribution deposit NCDIS - Non-cash distribution TRFOUTTF - Tax-free transfer out of the
DIV - Dividends received NRT - Non resident tax withheld account
DSCFEE - Deferred sales charge NSF - Reversal of deposit due to non- WD - Non-contribution withdrawal
EXERCISE - Option exercise sufficient funds WHTFED - Federal withholding tax
EXPIRY - Option expiry PST - Provincial sales tax WHTPROQC - Quebec withholding tax
FCPT - Foreign content penalty tax QST - Quebec sales tax YTD - Year to Date
FEE - Fee REFER - Referral bonus
Wealthsimple Investments Inc. (formerly Canadian ShareOwner Investments Inc.) is a wholly owned subsidiary of Wealthsimple
Financial Corp. Wealthsimple Trade is a division of and is licensed for use by Wealthsimple Investments Inc.
Wealthsimple ETFs, Power Corporation of Canada (POW), Great West Life (GWL) and IGM Financial Inc. (IGM) are related/
connected issuers of Wealthsimple Investments Inc.
And another one with contributions and CAD buying equities :
PDFBox Version: 1.8.16
Portfolio Performance Version: 0.60.0
-----------------------------------------
ORDER EXECUTION ONLY ACCOUNT 1/5
All figures in $CAD unless otherwise specified
Account No. Owner Statement Period
201 - 80 Spadina Avenue HQ7B5C375CAD Jerry Richardson 2022-10-01 - 2022-10-31
Toronto, ON, M5V 2J4
Phone: (416) 595-7200 Fax: (647) 245-1002
Tax-Free Savings Account
Market % of Market Book % of Total Book
Value($) Value Value($) Value
Cash $726.62 17.65 $726.62 16.09
Jerry Richardson Canadian Equities and $3,388.90 82.34 $3,787.08 83.90
167 Beaver Creek Alternatives
Thornhill ON L4J1W2 US Equities and $0.00 0.00 $0.00 0.00
CA Alternatives
Total Portfolio $4,115.52 100.00 $4,513.70 100.00
Portfolio Cash
Last Statement Cash $887.60 Cash Paid In Deposits $55.00 Contributions:
Balance Proceeds from $0.00 Contributions (year to $4,185.00
Total Cash Paid In $69.50 sales date):
Total Cash Paid Out $230.48 Dividends $14.50 First 60 Days $800.00
Closing Cash Balance $726.62 Interest $0.00 Rest of Year $3,385.00
Other $0.00
Cash Paid Fees $0.00
Out Taxes $0.00
Cost of $230.48
Investments
Withdrawals $0.00
Other $0.00
Portfolio Equities
Symbol Total Segregated Market Market Book
Quantity Quantity Price ($) Value ($) Cost* ($)
Canadian Equities and Alternatives
Algonquin Power & Utilities Corp AQN 9.0000 9.0000 $15.08 CAD $135.72 $166.05
BMO Canadian High Dividend Covered ZWC 6.0000 6.0000 $17.49 CAD $104.94 $120.05
Call ETF
BMO Covered Call CDN Bk ETF ZWB 5.0000 5.0000 $18.62 CAD $93.10 $100.55
Bitcoin ETF CAD Unhedged EBIT 1.0000 1.0000 $10.33 CAD $10.33 $22.92
BlackRock Canada iShares Core Equity XEQT 6.5656 6.5656 $23.74 CAD $155.87 $169.51
ETF
CI Galaxy Bitcoin ETF CAD Unhedged BTCX.B 6.0000 6.0000 $4.14 CAD $24.84 $45.32
CI Galaxy Ethereum ETF CAD ETHX.B 5.0000 5.0000 $7.74 CAD $38.70 $65.10
Unhedged
Canadian National Railway CNR 1.1306 1.1306 $161.40 CAD $182.48 $169.51
Canadian Utilities A NVS CU 3.0000 3.0000 $36.25 CAD $108.75 $111.33
Capital Power Corp CPX 1.0000 1.0000 $45.60 CAD $45.60 $39.34
Choice Properties REIT TR Un CHP.UN 5.0000 5.0000 $13.09 CAD $65.45 $77.00
Enbridge ENB 4.3123 4.3123 $53.08 CAD $228.90 $233.37
Fortis FTS 3.0000 3.0000 $53.15 CAD $159.45 $180.33
Total $3,388.90 $3,787.08
*Book Cost - the total amount paid to purchase a security, including any transaction charges related to the purchase, adjusted for corporate
reorganizations. The transaction charge schedule can be found here. The book cost has been calculated to the best of our ability based on the
information available to us, unless provided by you or your agent. As such, this information should not be used for the purpose of tax reporting as
certain events are dependent on individual circumstances and the book value may not reflect all required adjustments. Please contact us to update
the statement records if necessary.
2/5
Portfolio Equities
Symbol Total Segregated Market Market Book
Quantity Quantity Price ($) Value ($) Cost* ($)
Horizons Gold ETF HUG 3.0000 3.0000 $13.25 CAD $39.75 $44.94
IShares CDN Fin MLY ETF FIE 4.0000 4.0000 $6.67 CAD $26.68 $33.36
IShares Core SP/TSX EQT ETF XEI 3.0000 3.0000 $24.85 CAD $74.55 $79.68
IShares GBL Health Hedge ETF XHC 1.0000 1.0000 $65.83 CAD $65.83 $65.78
IShares Nasdaq 100 Index ETF Un XQQ 3.0000 3.0000 $87.98 CAD $263.94 $306.38
Inc. Com NEW BCE 4.9977 4.9977 $61.45 CAD $307.11 $328.56
Northwest Healthcare Prop REIT UN NWH.UN 4.0000 4.0000 $10.74 CAD $42.96 $54.82
Pembina Pipeline Corp PPL 3.0000 3.0000 $44.98 CAD $134.94 $132.71
Pizza Pizza Royalty Corp PZA 3.0000 3.0000 $12.66 CAD $37.98 $35.26
Riocan Reit REI.UN 1.0000 1.0000 $19.41 CAD $19.41 $22.00
Shopify Inc. Cl A SV SHOP 0.2550 0.2550 $46.71 CAD $11.91 $34.86
Smart Reit VAR VT UN SRU.UN 5.0000 5.0000 $26.70 CAD $133.50 $163.00
TELUS T 4.0000 4.0000 $28.45 CAD $113.80 $125.75
Vanguard FTSE CDN Div ETF Un VDY 1.0000 1.0000 $41.96 CAD $41.96 $45.88
Vanguard FTSE CDN REIT ETF VRE 5.0000 5.0000 $27.97 CAD $139.85 $173.26
Vanguard S&P 500 Index ETF VFV 3.0000 3.0000 $93.65 CAD $280.95 $300.90
iShares Core MSCI Canadian Quality XDIV 11.0000 11.0000 $23.29 CAD $256.19 $292.16
Div Index ETF
iShares S&P/TSX 60 Index ETF XIU 0.4811 0.4811 $29.86 CAD $14.37 $15.42
iShares S&P/TSX CDN Div Index CDZ 1.0000 1.0000 $29.11 CAD $29.11 $31.98
US Equities and Alternatives (The conversion rate used to convert your month-end Market Value to CAD is: $1USD = 1.364900 CAD)
Total $3,388.90 $3,787.08
*Book Cost - the total amount paid to purchase a security, including any transaction charges related to the purchase, adjusted for corporate
reorganizations. The transaction charge schedule can be found here. The book cost has been calculated to the best of our ability based on the
information available to us, unless provided by you or your agent. As such, this information should not be used for the purpose of tax reporting as
certain events are dependent on individual circumstances and the book value may not reflect all required adjustments. Please contact us to update
the statement records if necessary.
3/5
Activity - Current period
Date Transaction Description Charged ($) Credit ($) Balance ($)
2022-10-03 DIV T - TELUS: Stock dividend distribution, received at $0.00 $1.35 888.95
2022-10-03
2022-10-05 DIV ZWB - ZWB-BMO Covered Call CDN Bk ETF: Stock $0.00 $0.55 889.50
dividend distribution, received at 2022-10-05
2022-10-05 DIV ZWC - ZWC-BMO Canadian High Dividend Covered Call $0.00 $0.60 890.10
ETF: Stock dividend distribution, received at 2022-10-05
2022-10-06 DIV VFV - VFV - Vanguard S&P 500 Index ETF: Stock $0.00 $0.96 891.06
dividend distribution, received at 2022-10-06
2022-10-07 DIV REI.UN - Riocan Reit: Stock dividend distribution, $0.00 $0.09 891.15
received at 2022-10-07
2022-10-11 DIV VRE - VRE - Vanguard FTSE CDN REIT ETF: Stock $0.00 $0.47 891.62
dividend distribution, received at 2022-10-11
2022-10-11 DIV VDY - VDY - Vanguard FTSE CDN Div ETF Un: Stock $0.00 $0.21 891.83
dividend distribution, received at 2022-10-11
2022-10-14 DIV PZA - Pizza Pizza Royalty Corp: Stock dividend $0.00 $0.20 892.03
distribution, received at 2022-10-14
2022-10-14 DIV NWH.UN - Northwest Healthcare Prop REIT UN: Stock $0.00 $0.27 892.30
dividend distribution, received at 2022-10-14
2022-10-14 DIV PPL - Pembina Pipeline Corp: Stock dividend distribution, $0.00 $0.65 892.95
received at 2022-10-14
2022-10-14 DIV AQN - Algonquin Power & Utilities Corp: Stock dividend $0.00 $2.26 895.21
distribution, received at 2022-10-14, FX Rate: 1.3882
2022-10-17 DIV CHP.UN - Choice Properties REIT TR Un: Stock dividend $0.00 $0.31 895.52
distribution, received at 2022-10-17
2022-10-17 DIV SRU.UN - Smart Reit VAR VT UN: Stock dividend $0.00 $0.77 896.29
distribution, received at 2022-10-17
2022-10-17 DIV BCE - BCE Inc. Com NEW: Stock dividend distribution, $0.00 $3.68 899.97
received at 2022-10-17
2022-10-18 BUY BCE - BCE Inc. Com NEW: Bought 1.0000 shares $58.31 $0.00 841.66
(executed at 2022-10-14)
2022-10-18 BUY CNR - Canadian National Railway: Bought 1.0000 shares $149.52 $0.00 692.14
(executed at 2022-10-14)
2022-10-18 BUY XEQT - BlackRock Canada iShares Core Equity ETF: $22.65 $0.00 669.49
Bought 1.0000 shares (executed at 2022-10-14)
2022-10-27 CONT Contribution (executed at 2022-10-27) $0.00 $55.00 724.49
2022-10-31 DIV CDZ - CDZ-iShares S&P/TSX CDN Div Index: Stock $0.00 $0.11 724.60
dividend distribution, received at 2022-10-31
2022-10-31 DIV XDIV - XDIV-iShares Core MSCI Canadian Quality Div $0.00 $0.97 725.57
Index ETF: Stock dividend distribution, received at
2022-10-31
2022-10-31 DIV FIE - FIE - IShares CDN Fin MLY ETF: Stock dividend $0.00 $0.16 725.73
distribution, received at 2022-10-31
2022-10-31 DIV CPX - Capital Power Corp: Stock dividend distribution, $0.00 $0.58 726.31
received at 2022-10-31
2022-10-31 DIV XEI - XEI - IShares Core SP/TSX EQT ETF: Stock $0.00 $0.31 726.62
dividend distribution, received at 2022-10-31
4/5
LEVERAGE DISCLOSURE
Using borrowed money to finance the purchase of securities involves greater risk than using cash resources only. If you borrow
money to purchase securities, your responsibility to repay the loan and pay interest as required by its terms remains the same
even if the value of the securities purchased declines.
STATEMENT NOTES
Client accounts for Wealthsimple Trade and Wealthsimple Invest held at Wealthsimple Investments Inc. are protected by CIPF
within specified limits in the event Wealthsimple Investments Inc. becomes insolvent. A brochure describing the nature and
limits of coverage is available upon request. www.cipf.ca.
Free credit balances in non-registered accounts represent funds payable on demand which, although properly recorded in our
books, are not segregated and may be used in the conduct of our business. Cash balances in registered accounts are held in
trust by The Canada Trust Company. Occasional failed deliveries from executing brokers can cause shares to be desegregated
based on approved segregation logic.
A statement of financial condition and a current list of directors and officers for Wealthsimple Investments Inc. will be furnished
upon request. Clients in British Columbia are entitled to certain additional information about Wealthsimple Investments Inc.,
including information about commissions and fees that we charge, and about any administrative proceedings that may relate to
the firm or its staff.
All sales of securities are disclosed to the Canada Revenue Agency on a yearly basis. These transactions must be reported on
your annual income tax return. Keep this statement for income tax purposes, as no other will be provided in respect to these
transactions. Employees of Wealthsimple Investments Inc. are not authorized to provide tax or legal advice. Please consult
your accountant or lawyer on such matters. The information provided in this statement is compiled from our records and other
sources believed to be reliable. However, we give no warranty as to the accuracy or completeness of the data nor is such
warranty implied. Use of any of the information contained on this statement is entirely at the discretion of the recipient and no
liability may be attached to the broker/dealer indicated on the face of this statement or such usage.
For regulatory purposes, Self Regulatory Organizations including Market Regulation Services Inc., the Investment Industry
Regulatory Organization of Canada, the Mutual Fund Dealers Association of Canada, Bourse de Montreal Inc., and, the
Canadian Investor Protection Fund (collectively “SROs”) require access to personal information of current and former clients,
employees, agents, directors, officers, partners and others that has been collected or used by Regulated Persons. SROs collect,
use or disclose such personal information obtained from Regulated Persons for regulatory purposes, including:
Surveillance of trading-related activity, sales, financial compliance, trade desk review and other
regulatory audits, investigation of potential regulatory and statutory violations, regulatory databases,
enforcement or disciplinary proceedings, reporting to securities regulators, and, information-sharing with
securities regulatory authorities, regulated marketplaces, other self-regulatory organizations and law
enforcement agencies in any jurisdiction in connection with any of the foregoing.
This statement reflects all obligations of the firm to you. Please examine this statement of account promptly. Any errors or
omissions must be reported in writing within 45 days as of the date of this statement to: Wealthsimple Investments Inc.
Compliance Department, 201 - 80 Spadina Avenue, Toronto, Ontario, M5V 2J4 or you will be precluded from asserting that
errors or omissions have occurred.
ENDNOTES
1. The market value for this security cannot be determined as there is no active market.
2. The market value for this security has been estimated as there is no active market.
3. Some or all of the book cost of this security has been determined using a fair market value calculation.
5/5
Information about Statement Codes
AFFILIATE - Affiliate bonus GIFTCARD - Giftcard redeemed ROC - Return of capital
BUY - Purchase of assets GRANT - Grant payment SELL - Sell of assets in an account
BUYTOOPEN - Purchase of option GRTRP - Grant repayment SELLTOCLOSE - Sell of option
contracts GST - Goods and services tax contracts
CLB - Canada Learning Bond grant HBP - Redemption for home buyers' STKREORG - Stock re-organization
CONT - Contribution plan TAX - Tax withheld
CORRECTION - Applied correction INT - Interest received TRFIN - Transfer into the account
CREDIT - Credit issued JRL - Journal TRFINTF - Tax-free transfer into the
CRYPTORWD - Crypto staking reward LLP - Redemption for lifelong learner account
DCTFEE - Debit card transaction fee plan TRFOUT - Transfer out of the account
DEP - Non-contribution deposit NCDIS - Non-cash distribution TRFOUTTF - Tax-free transfer out of the
DIV - Dividends received NRT - Non resident tax withheld account
DSCFEE - Deferred sales charge NSF - Reversal of deposit due to non- WD - Non-contribution withdrawal
EXERCISE - Option exercise sufficient funds WHTFED - Federal withholding tax
EXPIRY - Option expiry PST - Provincial sales tax WHTPROQC - Quebec withholding tax
FCPT - Foreign content penalty tax QST - Quebec sales tax YTD - Year to Date
FEE - Fee REFER - Referral bonus
Wealthsimple Investments Inc. (formerly Canadian ShareOwner Investments Inc.) is a wholly owned subsidiary of Wealthsimple
Financial Corp. Wealthsimple Trade is a division of and is licensed for use by Wealthsimple Investments Inc.
Wealthsimple ETFs, Power Corporation of Canada (POW), Great West Life (GWL) and IGM Financial Inc. (IGM) are related/
connected issuers of Wealthsimple Investments Inc.
