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Hello Nirus and Everyone,
I have a employee plan stock release notification here for employee stocks. Would it be possible to inegrate this to the PDF-Importer?
Should there be questions, I am available.
Thank you for your effort.
PDFBox Version: 3.0.5
Portfolio Performance Version: 0.78.1
System: macosx | aarch64 | 21.0.5+11-LTS | Azul Systems, Inc.
-----------------------------------------
EMPLOYEE STOCK PLAN RELEASE CONFIRMATION
Provided by mrVpz RggmgzX, INC. - NEW
zeJHCR RAzumI Employee ID: 68316
IcCqNfhKz 62
27108
OdHFLfZIpMni, Qs
Release Summary
Account Number 305637505 Release Date 08-10-2025
Tax Payment Method Withhold Shares Shares Released 34.0000
Company Name (Symbol) noaQU ppixWWH, INC. - NEW Market Value Per Share $70.215000
(XCWE) Award Price Per Share $0.000000
Award Number 4414241
Award Date 11-09-2022
Award Type RSU
Plan 05
Release Details
Calculation of Gain Calculation of Taxes
Market Value $2,387.31 Taxable Gain $ Rate % Amount $
Award Price ($0.00) Germany 2,387.31 51.52500 1,230.10
Total Gain $2,387.31 Total Tax $1,230.10
Stock Distribution
Award Shares 34.0000 Cash Distribution
Shares Traded (17.5190) Trade Value $1,230.10
Shares Issued 16.4810 Total Tax ($1,230.10)
Total Due Participant $0.00
Registration: MSSB
This information was provided by your company to E*TRADE from Morgan Stanley, a registered trademark of Morgan Stanley Smith Barney LLC, Member SIPC.
Morgan Stanley and its affiliates do not guarantee the accuracy or completeness of the information provided by your company. If a sale is associated with these shares,
the trade confirmation provided by Morgan Stanley Smith Barney LLC is the accurate record of the sales transaction.
The data shown on this statement is based on your company's records. The company reserves the right to make corrections to this data. The release shown on this
statement is subject to the terms of the plan under which the release was made.
08/11/2025 04:54:38 PM ET Page 1 of 2
EMPLOYEE STOCK PLAN RELEASE CONFIRMATION
Provided by CRlRh eosJblp, INC. - NEW
XrXfCx jvYEjj Employee ID: 93052
TNwLWNBXa 34
06944
KekcztcIHwxE, DE
Release Summary
Account Number 858054711 Release Date 08-10-2025
Tax Payment Method Withhold Shares Shares Released 34.0000
Company Name (Symbol) fDUJz nQETFAH, INC. - NEW Market Value Per Share $70.215000
(XCWE) Award Price Per Share $0.000000
Award Number 4339434
Award Date 11-09-2022
Award Type RSU
Plan 05
Tax Details in Local Currency
Custom FMV Currency Code Exchange Rate Gain Amount Withholding Amount
Germany EUR 0.858516 2,049.54 1,056.06
This information was provided by your company to E*TRADE from Morgan Stanley, a registered trademark of Morgan Stanley Smith Barney LLC, Member SIPC.
Morgan Stanley and its affiliates do not guarantee the accuracy or completeness of the information provided by your company. If a sale is associated with these shares,
the trade confirmation provided by Morgan Stanley Smith Barney LLC is the accurate record of the sales transaction.
The data shown on this statement is based on your company's records. The company reserves the right to make corrections to this data. The release shown on this
statement is subject to the terms of the plan under which the release was made.
08/11/2025 04:54:38 PM ET Page 2 of 2
PDFBox Version: 3.0.5 != 1.8.17
Portfolio Performance Version: 0.78.1
System: win32 | x86_64 | 21.0.5+11-LTS | Azul Systems, Inc.
-----------------------------------------
CLIENT STATEMENT For the Period May 1- June 30, 2025
STATEMENT FOR: Beginning Total Value (as of 5/1/25) $107,334.00
BIxNT fkfWFlUBR Ending Total Value (as of 6/30/25) $119,616.00
Includes Accrued Interest
Access Your Account Online At
www.etrade.com or call 800-387-2331
Morgan Stanley Smith Barney LLC. Member SIPC.
E*TRADE is a business of Morgan Stanley.
#BWNJGWM
rzOAM sVWWVHOzy
23 SOXGQV STREET
APT 21
aHrKmOd 3517552 VZzTrX
INVESTMENTS AND INSURANCE PRODUCTS: NOT FDIC INSURED • NOT A BANK DEPOSIT •
NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT BANK GUARANTEED •
MAY LOSE VALUE • UNLESS SPECIFICALLY NOTED, ALL VALUES ARE DISPLAYED IN USD
030 - 851338 - 226 - 1 - 1
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 2 of 8
Research Ratings & GIMA Status Definitions
MORGAN STANLEY RESEARCH RATINGS 3 / 1-STARS: Indicates a high probability of undesirable risk-adjusted returns from the current market
Morgan Stanley does not assign ratings of Buy, Hold or Sell to the stocks they cover. These ratings, price over a multiyear time frame.
Overweight, Equal-weight, Not-Rated and Underweight, are not the equivalent of Buy, Hold, and Sell, but
represent recommended relative weightings. To satisfy regulatory requirements, Morgan Stanley Relevant benchmarks: In North America the relevant benchmark is the S&P 500 Index, in Europe and in
corresponds Overweight, their most positive stock rating, with a Buy recommendation, they correspond Asia, the relevant benchmarks are generally the S&P Europe 350 Index and the S&P Asia 50 Index.
Equal-weight and Not-Rated to Hold and Underweight to Sell recommendations, respectively. For ease of
comparison, Morgan Stanley Smith Barney LLC has normalized these ratings so that (1) corresponds to MOODY'S INVESTORS SERVICE AND STANDARD & POOR'S CREDIT RATINGS
Buy recommendations, (2) corresponds to Hold recommendations, and (3) corresponds to Sell The credit rating from Moody's Investors Service and Standard & Poor's may be shown for certain
recommendations. Research ratings are subject to change and may have changed by the time you read securities. All credit ratings represent the "opinions" of the provider and are not representations or
this statement. Please refer to a Morgan Stanley research report for a complete description of Morgan guarantees of performance. Please contact us if you require further information or assistance in
Stanley's rating system and Morgan Stanley's actual proprietary rating on any covered company. Morgan interpreting these credit ratings.
Stanley's ratings are described below:
GIMA STATUS IN INVESTMENT ADVISORY PROGRAMS
MORGAN STANLEY SMITH BARNEY LLC NORMALIZED CODE / MORGAN STANLEY RATING: Global Investment Manager Analysis (GIMA) reviews certain investment products in various advisory
DEFINITION programs. For these programs, a GIMA status will apply:
1 / Overweight (O): The stock's total return is expected to exceed the average total return of the analyst's Focus List (FL): Status indicates GIMA's high confidence level in the overall quality of the investment
industry (or industry team's) coverage universe, on a risk-adjusted basis, over the next 12-18 months option and its ability to outperform applicable benchmarks or peers, as appropriate, over a full market
2 / Equal-weight (E): The stock's total return is expected to be in line with the average total return of the cycle.
analyst's industry (or industry team's) coverage universe, on a risk-adjusted basis, over the next 12-18 Approved List (AL): Status indicates Investment Products that meet an acceptable due diligence standard
months based upon GIMA's evaluation.
2 / Not-Rated (NR): Currently the analyst does not have adequate conviction about the stock's total Not Approved List (NL): Status indicates that GIMA no longer covers these products. This is based on
return relative to the average total return of the analyst's industry (or industry team's) coverage universe, GIMA's determination that an Investment Product no longer meets the criteria for either the Focus List or
on a risk-adjusted basis, over the next 12-18 months Approved List. When this occurs, it will change its status to "Not Approved".
3 / Underweight (U): The stock's total return is expected to be below the average total return of the For more information, please contact us for the applicable Morgan Stanley ADV brochure.
analyst's industry (or industry team's) coverage universe, on a risk-adjusted basis, over the next 12-18
months
NAV, NA or ** appearing for Morgan Stanley Research indicates that the ratings for this company are
not available because of a Morgan Stanley policy.
MORNINGSTAR, INC. EQUITY RESEARCH RATINGS
For ease of comparison, Morgan Stanley Smith Barney LLC has normalized Morningstar, Inc.'s proprietary
research ratings to a 1 (Buy), 2 (Hold), and 3 (Sell), which differs from Morningstar, Inc.'s rating system.
Research ratings are subject to change and may have changed by the time you read this statement.
Please refer to a Morningstar, Inc. research report for a complete description of Morningstar, Inc.'s rating
system and Morningstar, Inc.'s actual proprietary rating on any covered company. Morningstar, Inc.
research ratings displayed are for U.S. exchange-listed securities only. Morningstar, Inc.'s ratings are
described below:
MORGAN STANLEY SMITH BARNEY LLC NORMALIZED CODE / MORNINGSTAR, INC.'S RATING:
DEFINITION
1 / 5-STARS: Appreciation beyond a fair risk-adjusted return is highly likely over a multiyear time frame.
1 / 4-STARS: Appreciation beyond a fair risk-adjusted return is likely.
2 / 3-STARS: Indicates that investors are likely to receive a fair risk-adjusted return (approximately cost of
equity).
3 / 2-STARS: Investors are likely to receive a less than fair risk-adjusted return.
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 3 of 8
Expanded Disclosures
Expanded Disclosures, which apply to all statements we send to you, and regulations. The Contributions and Distributions information in this investors seeking high profits or quick returns with considerable
are provided with your first statement and thereafter twice a year. statement reflects information for a particular account, without possibility of losing most or all of their investment.
Questions? reference to any other account, and is based on information provided Listed Options
Questions regarding your account may be directed to us by using the by you. The deductibility of an individual contribution depends upon Information with respect to commissions and other charges related to
contact information on the statement cover page. your Modified Adjusted Gross Income and coverage by a retirement the execution of options transactions has been included in
Errors and Inquiries plan at work. Check with your tax advisor to verify how much you can confirmations of such transactions previously furnished to you and such
Be sure to review your statement promptly, and immediately address contribute, if the contribution will be tax deductible, and if special rules information will be made available to you promptly at your request.
any concerns regarding entries that you do not understand or believe apply. The information included in this statement is not intended to Promptly advise us of any material change in your investment
were made in error by contacting us by using the contact information constitute tax, legal or accounting advice. Contact us if any of this objectives or financial situation.
on your statement cover page. Oral communications regarding any information is incorrect. Important Information if You are a Margin Customer(not available for
inaccuracy or discrepancy in this statement should be re-confirmed in Availability of Free Credit Balances and Financial Statements certain retirement accounts)
writing to further protect your rights, including rights under the Under the customer protection rules of the SEC [17 CFR If you have margin privileges, you may borrow money from us in
Securities Investor Protection Act (SIPA). Your statement will be §240.15c3-3], we may use funds comprising free credit balances exchange for pledging assets in your accounts as collateral. The amount
deemed correct unless we receive a written inquiry of a suspected carried for customer accounts here, provided that these funds are you may borrow is based on the value of eligible securities in your
error. See your account documentation for special rules regarding your payable to customers on demand (i.e., are free of a lien or right of margin accounts. If a security has eligible shares the number of shares
rights and responsibilities with respect to erroneous electronic fund set-off in our favor or on behalf of some third party to whom you have pledged as collateral is indicated below the position. If you have a
transfers, including a description of the transfers covered. For concerns given control). A financial statement of this organization is available for margin account, as permitted by law, we may use certain securities in
or complaints, contact us. your personal inspection at its offices, or a copy will be mailed to you your account for, among other things, settling short sales or lending the
Senior Investor Helpline upon your written request. securities for short sales, for which we may receive compensation.
Senior Investor clients or those acting on their behalf have a convenient Gain/(Loss) Information Margin Interest Charges
way to communicate with our Firm by calling us at (800) 280-4534 Gain/(Loss) is provided for informational purposes. It is not a substitute We calculate interest charges on margin loans as follows: (1) multiply
Monday-Friday 9am-7pm Eastern Time. for Internal Revenue Service (IRS) Form 1099 (on which we report cost the applicable margin interest rate by the daily close of business net
Account Valuation basis for covered securities) or any other IRS tax form, and should not settled debit balance, and (2) divide by 360 (days). Margin interest
Account values are computed by adding (1) the market value of all be used for tax preparation. Unrealized Gain/(Loss) provided on this accrues daily throughout the month and is added to your debit balance
priced positions, (2) valuations utilizing industry service providers statement is an estimate. Contact your own independent legal or tax at month-end. The month-end interest charge is the sum of the daily
and/or outside custodians for other positions, and (3) adding any credit advisor to determine the appropriate use of the Gain/(Loss) information accrued interest calculations for the month. We add the accrued
or subtracting any debit to your closing Cash, Money Market Funds on this statement. For more information, contact us. interest to your debit balance and start a new calculation each time the
and/or Deposit balance. Cash, Deposits and Money Market Funds are Tax Reporting applicable interest rate changes and at the close of every statement
displayed on a settlement date basis, and other positions are displayed Under Federal income tax law, we are required to report gross proceeds month. For interest rate information, log into your account online and
in your account on a trade date basis. The values of fixed income of sales (including short sales) on Form 1099-B by March 15 of the select your account with a Margin agreement to view more information.
positions in summary displays include accrued interest in the totals. In year following the calendar year of the transaction for reportable (i.e., Information Regarding Special Memorandum Account
the “Holdings” section, fixed income market value and accrued non-retirement) accounts. For sales of certain securities acquired on or If you have a Margin Account, this is a combined statement of your
interest are also displayed in separate columns. Accrued interest is the after January 1, 2011 (or applicable date for the type of security) we Margin Account and Special Memorandum Account maintained for you
interest earned but not yet paid on the bond since its last interest are also required to report cost basis and holding period. Under IRS under Section 220.5 of Regulation T issued by the Board of Governors
payment. In most cases, it is calculated from the date of the last regulations, if you have not provided us with a certification of either of the Federal Reserve System. The permanent record of the Special
coupon payment (or “dated date”) through the closing date of the U.S. or foreign status on applicable Form W-9 or W-8, your accounts Memorandum Account as required by Regulation T is available for your
statement. Foreign Currency Deposits are reflected in U.S. dollars as of may be subject to either 24% back-up withholding or 30% nonresident inspection at your request.
the statement end date. The Annual Percentage Yield (APY) for alien withholding on payments made to your accounts. Money Market Fund (MMF) Pricing
deposits represents the applicable rate in effect for your deposits at the Investment Objectives You could lose money in MMFs. Although MMFs classified as
statement ending date. This APY may be different than the APY that The following is an explanation of the investment objective alternatives government funds (i.e., MMFs that invest 99.5% of total assets in cash
was in effect during the statement period. For current Bank Deposit or applicable to your account(s): Income - for investors seeking regular and/or securities backed by the U.S. government) and retail funds (i.e.,
Money Market Fund yields, go to income with low to moderate risk to principal; Capital Appreciation - for MMFs open to natural person investors only) seek to preserve value at
www.morganstanley.com/wealth-investmentstrategies/ratemonitor.html. investors seeking capital appreciation with moderate to high risk to $1.00 per share, they cannot guarantee they will do so. The price of
Additional Retirement Account Information principal; Aggressive Income - for investors seeking higher returns either other MMFs will fluctuate and when you sell shares they may be worth
Tax-qualified account contributions are subject to IRS eligibility rules as growth or as income with greater risk to principal; Speculation - for more or less than originally paid. MMFs may impose a fee upon sale or
CONTINUED
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 4 of 8
Expanded Disclosures (CONTINUED)
temporarily suspend sales if liquidity falls below required minimums. Investments, which may appear in various product categories and are distributions and taxable bond interest credited to your account to the
During suspensions, shares would not be available for purchases, identified on the Position Description Details line as "Asset Class: Struct IRS. The totals we report may differ from those indicated as "This Year"
withdrawals, check writing or ATM debits. A MMF investment is not Inv," may not perform in a manner consistent with the product category figures on the last statement for the calendar year. Only information on
insured or guaranteed by the Federal Deposit Insurance Corporation or where they appear, and therefore may not satisfy portfolio asset Forms 1099 should be used for tax reporting. In the case of
other government agency. allocation needs for that category. When displayed, the accrued Corporations, Real Estate Investment Trusts (REITs), Master Limited
Notice Regarding Global Investment Manager Analysis interest, annual income and yield for structured investments with a Partnerships, Regulated Investment Companies and Unit Investment
The Global Investment Manager Analysis team conducts analysis on contingent income feature (e.g., Range Accrual Notes/Contingent Trusts, some sponsors may reclassify the distribution to a different tax
various mutual funds, exchange-traded funds and closed-end funds for Income Notes) are estimates and assume specified accrual conditions type for year-end reporting.
clients holding those funds in certain investment advisory programs. If are met during the relevant observation period and payment in full of Transaction Dates and Conditions
you have invested in any of these funds in another type of account, all contingent interest. Actual accrued interest, annual income and yield Transactions display trade date and settlement date. Transactions are
such as a brokerage account, you will not receive the same materials will be dependent upon the performance of the underlying asset(s) and included on this statement on trade date basis (excluding BDP and
and status updates on the funds as we provide to investment advisory may be significantly lower than estimates shown. For more information MMFs). Trades that have not settled as of statement month end will
clients (including instructions on selling fund shares). on the risks and conflicts of interest related to Structured Investments, also be displayed in the “Unsettled Purchases/Sales Activity” section.
Pricing of Securities log in to Morgan Stanley Online at Upon written request, we will give you the date and time of a
The prices of securities are derived from various sources, and do not https://mso.morganstanleyclientserv.com/publiccontent/pdf/SI-COI.pdf transaction and the name of the other party to a transaction. We and/or
necessarily represent the prices at which those securities could have For information on risks specific to your Structured Investments, our affiliates may accept benefits that constitute payment for order
been bought or sold. Although we attempt to use reliable sources of contact us. flow. Details regarding these benefits and the source and amount of
information, we can offer no assurance as to their accuracy, reliability Security Measures any other remuneration received or to be received by us in connection
or completeness. Prices are as of the date shown only and are not an This statement features several embedded security elements to with any transaction will be furnished upon written request.
offer by us or our affiliates to purchase or sell any instrument or enter safeguard its authenticity. One is a unique blue security rectangle, Tax and Legal Disclosure
into any transaction or a commitment by us or them to make such an printed in heat-sensitive ink on the back of every page. When exposed We do not provide legal or tax advice. Please consult your own tax
offer. Prices of securities not actively traded may not be available, and to warmth, the color will disappear, and then reappear. advisor.
are indicated by N/A (not available). For additional information on how SIPC Protection
we price securities, contact us. We are a member of Securities Investor Protection Corporation (SIPC), Revised 4/15/2025
Important Information About Auction Rate Securities which protects securities of its customers up to $500,000 (including
For certain Auction Rate Securities there is no or limited liquidity. $250,000 for claims for cash). An explanatory brochure is available
Therefore, the price(s) for these Auction Rate Securities are indicated upon request or at www.sipc.org. Losses due to market fluctuation are
by N/A (not available). There can be no assurance that a successful not protected by SIPC and assets not held with us may not be covered
auction will occur or that a secondary market exists or will develop for by SIPC protection. To obtain information about SIPC, including an
a particular security. explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
Structured Investments Risks and Considerations www.sipc.org.
Structured Investments (Structured Products) are complex products and Certain Assets Not Held Here
are subject to special risks, which may include, but are not limited to: You may purchase certain assets through us that may be held at
loss of initial investment; issuer credit risk and price volatility resulting another financial institution. Assets not held with us may not be
from actual or anticipated changes to issuer's and/or guarantor's credit covered by SIPC protection. We may include information about certain
ratings/spreads; limited or no appreciation and limits on participation in assets on this statement solely as a service to you and are not
any appreciation of underlying asset(s); risks associated with the responsible for information provided by external sources. Generally, any
underlying asset(s); no periodic payments; call prior to maturity; early financial institution that holds securities is responsible for year-end
redemption fees for market linked deposits; lower interest rates and/or reporting (e.g., Forms 1099) and separate periodic statements, which
yield compared to conventional debt with comparable maturity; unique may vary from our information due to different reporting periods. In the
tax implications; limited or no secondary market; and conflicts of case of networked mutual funds, we perform all year-end tax reporting.
interest due to affiliation, compensation or other factors which could Total Income
adversely affect market value or payout to investors. Investors also Total income, as used in the income summaries, represents dividends
should consider the concentration risk of owning the related security and/or interest on securities we receive on your behalf and credit to
and their total exposure to any underlying asset. Structured your account(s) during the calendar year. We report dividend
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 5 of 8
Morgan Stanley at Work Self-Directed Account ePHhP JiCzYrrNH
Account Summary 209-024195-109
CHANGE IN VALUE OF YOUR ACCOUNT (includes accrued interest) MARKET VALUE OVER TIME
This Period This Year The below chart displays the most recent thirteen months of Market Value.
(5/1/25-6/30/25) (1/1/25-6/30/25)
150
TOTAL BEGINNING VALUE $107,334.00 $111,237.40 11.8% 22.1%
-4.3%
130 27.6% 14.6%
Credits — — 12.6% -16.6% -3.1% -14.8% -2.7%
Debits — (4,130.51) 110 3.3%
12.8%
Security Transfers — — 90 -25.6%
Net Credits/Debits/Transfers — $(4,130.51)
70
Change in Value 12,282.00 12,509.11
50
TOTAL ENDING VALUE $119,616.00 $119,616.00 JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN
2024 2025
The percentages above represent the change in dollar value from the prior period. They do not represent
account investment performance, as they do not consider the impact of contributions and withdrawals,
nor other factors that may have affected performance calculations. No percentage will be displayed
when the previous month reflected no value.
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Equities $119,616.00 100.00
TOTAL VALUE $119,616.00 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, as a courtesy, and may not be covered by SIPC. Foreign
Exchange (FX) is neither FDIC nor SIPC insured. For additional information, refer to the corresponding
section of this statement.
Equities
This asset allocation represents holdings on a trade date basis, and projected settled Cash/BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
($) Thousands
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 6 of 8
Morgan Stanley at Work Self-Directed Account uhrST fVVPhkTlp
Account Summary 469-956442-471
BALANCE SHEET (^ includes accrued interest) CASH FLOW
Last Period This Period This Period This Year
(as of 4/30/25) (as of 6/30/25) (5/1/25-6/30/25) (1/1/25-6/30/25)
Stocks $107,334.00 $119,616.00 OPENING CASH, BDP, MMFs — —
Total Assets $107,334.00 $119,616.00 Sales and Redemptions — 4,130.51
Total Liabilities (outstanding balance) — — Total Investment Related Activity — $4,130.51
TOTAL VALUE $107,334.00 $119,616.00 Electronic Transfers-Debits — (4,130.51)
Total Cash Related Activity — $(4,130.51)
Total Card/Check Activity — —
CLOSING CASH, BDP, MMFs — —
INCOME AND DISTRIBUTION SUMMARY GAIN/(LOSS) SUMMARY
This Period This Year Unrealized
(5/1/25-6/30/25) (1/1/25-6/30/25) Realized This Period Realized This Year Inception to Date
Income And Distributions — — (5/1/25-6/30/25) (1/1/25-6/30/25) (as of 6/30/25)
Short-Term Gain — — $52,617.60
Tax-Exempt Income — —
TOTAL INCOME AND DISTRIBUTIONS — — Long-Term Gain — 4,130.51 66,998.40
Taxable and tax exempt income classifications are based on the characteristics of the underlying TOTAL GAIN/(LOSS) — $4,130.51 $119,616.00
securities and not the taxable status of the account. The Gain/(Loss) Summary, which may be subsequently adjusted, is provided for informational purposes
and should not be used for tax preparation. For additional detail, please visit www.etrade.com.
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 7 of 8
Morgan Stanley at Work Self-Directed Account TnpEf UiQUCWfug
Account Detail 464-456339-014
Investment Objectives (in order of priority) : Income Brokerage Account
Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Your actual investment return
may differ from the unrealized gain/(loss) displayed. Fixed Income securities are sorted by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax
basis, b) does not include any reduction for applicable non-US withholding taxes, c) may include return of principal or capital gains which could overstate such estimates, and d) for holdings that have a defined
maturity date within the next 12 months, is reflected only through maturity date. Actual income or yield may be lower or higher than the estimates. Current Yield is an estimate for informational purposes only. It
reflects the income generated by an investment, and is calculated by dividing the total estimated annual income by the current market value of the entire position. It does not reflect changes in its price.
Structured Investments, identified on the Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income
and current yield for those with a contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period
and payment in full of all contingent interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect
historic rates within the accrual period.
For additional information related to Unrealized and Realized Gain/(Loss) and tax lot details, including cost basis, please visit www.etrade.com. The information presented on the statement should not be used
for tax purposes.
STOCKS
COMMON STOCKS
Morgan Stanley & Co. LLC (Morgan Stanley) and Morningstar, Inc.'s equity research ratings are shown for certain securities. These ratings represent the opinions of the research provider and are not representations
or guarantees of performance. The applicable research report contains more information regarding the analyst's opinions, analysis, and rating, and you should read the entire research report and not infer its
contents. For ease of comparison, Morgan Stanley and Morningstar, Inc.'s equity research ratings have been normalized to a 1 (Buy), 2 (Hold), and 3 (Sell). Refer to your June or December statement for a
summary guide describing the ratings. We do not take responsibility for, nor guarantee the accuracy, completeness, or timeliness of research prepared for Morningstar, Inc.
Unrealized Current
Security Description Quantity Share Price Total Cost Market Value Gain/(Loss) Est Ann Income Yield %
INTEL CORP (INTC) 5,340.000 $22.400 $0.00 $119,616.00 $119,616.00 — —
Rating: Morgan Stanley: 2, Morningstar: 2; 5,340.000 shs from Stock Plan; Asset Class: Equities
Percentage Unrealized Current
of Holdings Total Cost Market Value Gain/(Loss) Est Ann Income Yield %
STOCKS 100.00% $0.00 $119,616.00 $119,616.00 — —
Percentage Unrealized Est Ann Income Current
of Holdings Total Cost Market Value Gain/(Loss) Accrued Interest Yield %
TOTAL VALUE 100.00% $0.00 $119,616.00 $119,616.00 — —
—
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
CLIENT STATEMENT For the Period May 1- June 30, 2025 Page 8 of 8
Morgan Stanley at Work Self-Directed Account cPiWn eIhaBdWno
Account Detail 131-316368-013
ALLOCATION OF ASSETS
Fixed Income & Structured
Cash Equities Preferred Securities Alternatives Investments Other
Stocks — $119,616.00 — — — —
TOTAL ALLOCATION OF ASSETS — $119,616.00 — — — —
MESSAGES
Senior Investor Helpline
For any inquiries or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
FINRA BrokerCheck
FINRA has established the public disclosure program, known as BrokerCheck, to provide certain information regarding the disciplinary history of FINRA members and their associated persons. The BrokerCheck Hotline
Number is 1-800-289-9999. The FINRA website address is www.finra.org. An investor brochure that includes information describing FINRA BrokerCheck may be obtained from FINRA.
Update on Sweep Deposits for Joint Accounts
Effective July 25, 2025, the Deposit Limit for the Morgan Stanley Sweep Banks in the Bank Deposit Program (BDP) for joint accounts will be changing. For accounts held by the same combination of joint owners, the
Deposit Limit will now be computed daily based on the number of joint owners instead of $498,000 for all joint accounts.
As a reminder, sweep deposits in eligible joint accounts that exceed the Deposit Limit at Morgan Stanley Sweep Banks, on any given day, may be sent to one or more Program Banks.
For more information, please see the BDP disclosure: https://www.morganstanley.com/wealth-disclosures/pdfs/BDP_disclosure.pdf
Another example of an eTrade Statement
and another RSU notice:
PDFBox Version: 3.0.5 != 1.8.17
Portfolio Performance Version: 0.78.1
System: win32 | x86_64 | 21.0.5+11-LTS | Azul Systems, Inc.
-----------------------------------------
CLIENT STATEMENT For the Period April 1- June 30, 2025
STATEMENT FOR: Beginning Total Value (as of 4/1/25) —
WERTYUR WERTYURetr Ending Total Value (as of 6/30/25) —
Includes Accrued Interest
Access Your Account Online At
www.etrade.com or call 800-387-2331
Morgan Stanley Smith Barney LLC. Member SIPC.
E*TRADE is a business of Morgan Stanley.
INVESTMENTS AND INSURANCE PRODUCTS: NOT FDIC INSURED • NOT A BANK DEPOSIT •
NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT BANK GUARANTEED •
MAY LOSE VALUE • UNLESS SPECIFICALLY NOTED, ALL VALUES ARE DISPLAYED IN USD
326 - 359400 - 210 - 1 - 0
#WERTYUR
000000
WERTYUR WERTYURetr
22 fdgsfgsfg STREET APT 21
ghjkgjkghjk 4330305 gkgjkjghk
CLIENT STATEMENT For the Period April 1- June 30, 2025 Page 2 of 6
Expanded Disclosures
Expanded Disclosures, which apply to all statements we send to you, and regulations. The Contributions and Distributions information in this investors seeking high profits or quick returns with considerable
are provided with your first statement and thereafter twice a year. statement reflects information for a particular account, without possibility of losing most or all of their investment.
Questions? reference to any other account, and is based on information provided Listed Options
Questions regarding your account may be directed to us by using the by you. The deductibility of an individual contribution depends upon Information with respect to commissions and other charges related to
contact information on the statement cover page. your Modified Adjusted Gross Income and coverage by a retirement the execution of options transactions has been included in
Errors and Inquiries plan at work. Check with your tax advisor to verify how much you can confirmations of such transactions previously furnished to you and such
Be sure to review your statement promptly, and immediately address contribute, if the contribution will be tax deductible, and if special rules information will be made available to you promptly at your request.
any concerns regarding entries that you do not understand or believe apply. The information included in this statement is not intended to Promptly advise us of any material change in your investment
were made in error by contacting us by using the contact information constitute tax, legal or accounting advice. Contact us if any of this objectives or financial situation.
on your statement cover page. Oral communications regarding any information is incorrect. Important Information if You are a Margin Customer(not available for
inaccuracy or discrepancy in this statement should be re-confirmed in Availability of Free Credit Balances and Financial Statements certain retirement accounts)
writing to further protect your rights, including rights under the Under the customer protection rules of the SEC [17 CFR If you have margin privileges, you may borrow money from us in
Securities Investor Protection Act (SIPA). Your statement will be §240.15c3-3], we may use funds comprising free credit balances exchange for pledging assets in your accounts as collateral. The amount
deemed correct unless we receive a written inquiry of a suspected carried for customer accounts here, provided that these funds are you may borrow is based on the value of eligible securities in your
error. See your account documentation for special rules regarding your payable to customers on demand (i.e., are free of a lien or right of margin accounts. If a security has eligible shares the number of shares
rights and responsibilities with respect to erroneous electronic fund set-off in our favor or on behalf of some third party to whom you have pledged as collateral is indicated below the position. If you have a
transfers, including a description of the transfers covered. For concerns given control). A financial statement of this organization is available for margin account, as permitted by law, we may use certain securities in
or complaints, contact us. your personal inspection at its offices, or a copy will be mailed to you your account for, among other things, settling short sales or lending the
Senior Investor Helpline upon your written request. securities for short sales, for which we may receive compensation.
Senior Investor clients or those acting on their behalf have a convenient Gain/(Loss) Information Margin Interest Charges
way to communicate with our Firm by calling us at (800) 280-4534 Gain/(Loss) is provided for informational purposes. It is not a substitute We calculate interest charges on margin loans as follows: (1) multiply
Monday-Friday 9am-7pm Eastern Time. for Internal Revenue Service (IRS) Form 1099 (on which we report cost the applicable margin interest rate by the daily close of business net
Account Valuation basis for covered securities) or any other IRS tax form, and should not settled debit balance, and (2) divide by 360 (days). Margin interest
Account values are computed by adding (1) the market value of all be used for tax preparation. Unrealized Gain/(Loss) provided on this accrues daily throughout the month and is added to your debit balance
priced positions, (2) valuations utilizing industry service providers statement is an estimate. Contact your own independent legal or tax at month-end. The month-end interest charge is the sum of the daily
and/or outside custodians for other positions, and (3) adding any credit advisor to determine the appropriate use of the Gain/(Loss) information accrued interest calculations for the month. We add the accrued
or subtracting any debit to your closing Cash, Money Market Funds on this statement. For more information, contact us. interest to your debit balance and start a new calculation each time the
and/or Deposit balance. Cash, Deposits and Money Market Funds are Tax Reporting applicable interest rate changes and at the close of every statement
displayed on a settlement date basis, and other positions are displayed Under Federal income tax law, we are required to report gross proceeds month. For interest rate information, log into your account online and
in your account on a trade date basis. The values of fixed income of sales (including short sales) on Form 1099-B by March 15 of the select your account with a Margin agreement to view more information.
positions in summary displays include accrued interest in the totals. In year following the calendar year of the transaction for reportable (i.e., Information Regarding Special Memorandum Account
the “Holdings” section, fixed income market value and accrued non-retirement) accounts. For sales of certain securities acquired on or If you have a Margin Account, this is a combined statement of your
interest are also displayed in separate columns. Accrued interest is the after January 1, 2011 (or applicable date for the type of security) we Margin Account and Special Memorandum Account maintained for you
interest earned but not yet paid on the bond since its last interest are also required to report cost basis and holding period. Under IRS under Section 220.5 of Regulation T issued by the Board of Governors
payment. In most cases, it is calculated from the date of the last regulations, if you have not provided us with a certification of either of the Federal Reserve System. The permanent record of the Special
coupon payment (or “dated date”) through the closing date of the U.S. or foreign status on applicable Form W-9 or W-8, your accounts Memorandum Account as required by Regulation T is available for your
statement. Foreign Currency Deposits are reflected in U.S. dollars as of may be subject to either 24% back-up withholding or 30% nonresident inspection at your request.
the statement end date. The Annual Percentage Yield (APY) for alien withholding on payments made to your accounts. Money Market Fund (MMF) Pricing
deposits represents the applicable rate in effect for your deposits at the Investment Objectives You could lose money in MMFs. Although MMFs classified as
statement ending date. This APY may be different than the APY that The following is an explanation of the investment objective alternatives government funds (i.e., MMFs that invest 99.5% of total assets in cash
was in effect during the statement period. For current Bank Deposit or applicable to your account(s): Income - for investors seeking regular and/or securities backed by the U.S. government) and retail funds (i.e.,
Money Market Fund yields, go to income with low to moderate risk to principal; Capital Appreciation - for MMFs open to natural person investors only) seek to preserve value at
www.morganstanley.com/wealth-investmentstrategies/ratemonitor.html. investors seeking capital appreciation with moderate to high risk to $1.00 per share, they cannot guarantee they will do so. The price of
Additional Retirement Account Information principal; Aggressive Income - for investors seeking higher returns either other MMFs will fluctuate and when you sell shares they may be worth
Tax-qualified account contributions are subject to IRS eligibility rules as growth or as income with greater risk to principal; Speculation - for more or less than originally paid. MMFs may impose a fee upon sale or
CONTINUED
CLIENT STATEMENT For the Period April 1- June 30, 2025 Page 3 of 6
Expanded Disclosures (CONTINUED)
temporarily suspend sales if liquidity falls below required minimums. Investments, which may appear in various product categories and are distributions and taxable bond interest credited to your account to the
During suspensions, shares would not be available for purchases, identified on the Position Description Details line as "Asset Class: Struct IRS. The totals we report may differ from those indicated as "This Year"
withdrawals, check writing or ATM debits. A MMF investment is not Inv," may not perform in a manner consistent with the product category figures on the last statement for the calendar year. Only information on
insured or guaranteed by the Federal Deposit Insurance Corporation or where they appear, and therefore may not satisfy portfolio asset Forms 1099 should be used for tax reporting. In the case of
other government agency. allocation needs for that category. When displayed, the accrued Corporations, Real Estate Investment Trusts (REITs), Master Limited
Notice Regarding Global Investment Manager Analysis interest, annual income and yield for structured investments with a Partnerships, Regulated Investment Companies and Unit Investment
The Global Investment Manager Analysis team conducts analysis on contingent income feature (e.g., Range Accrual Notes/Contingent Trusts, some sponsors may reclassify the distribution to a different tax
various mutual funds, exchange-traded funds and closed-end funds for Income Notes) are estimates and assume specified accrual conditions type for year-end reporting.
clients holding those funds in certain investment advisory programs. If are met during the relevant observation period and payment in full of Transaction Dates and Conditions
you have invested in any of these funds in another type of account, all contingent interest. Actual accrued interest, annual income and yield Transactions display trade date and settlement date. Transactions are
such as a brokerage account, you will not receive the same materials will be dependent upon the performance of the underlying asset(s) and included on this statement on trade date basis (excluding BDP and
and status updates on the funds as we provide to investment advisory may be significantly lower than estimates shown. For more information MMFs). Trades that have not settled as of statement month end will
clients (including instructions on selling fund shares). on the risks and conflicts of interest related to Structured Investments, also be displayed in the “Unsettled Purchases/Sales Activity” section.
Pricing of Securities log in to Morgan Stanley Online at Upon written request, we will give you the date and time of a
The prices of securities are derived from various sources, and do not https://mso.morganstanleyclientserv.com/publiccontent/pdf/SI-COI.pdf transaction and the name of the other party to a transaction. We and/or
necessarily represent the prices at which those securities could have For information on risks specific to your Structured Investments, our affiliates may accept benefits that constitute payment for order
been bought or sold. Although we attempt to use reliable sources of contact us. flow. Details regarding these benefits and the source and amount of
information, we can offer no assurance as to their accuracy, reliability Security Measures any other remuneration received or to be received by us in connection
or completeness. Prices are as of the date shown only and are not an This statement features several embedded security elements to with any transaction will be furnished upon written request.
offer by us or our affiliates to purchase or sell any instrument or enter safeguard its authenticity. One is a unique blue security rectangle, Tax and Legal Disclosure
into any transaction or a commitment by us or them to make such an printed in heat-sensitive ink on the back of every page. When exposed We do not provide legal or tax advice. Please consult your own tax
offer. Prices of securities not actively traded may not be available, and to warmth, the color will disappear, and then reappear. advisor.
are indicated by N/A (not available). For additional information on how SIPC Protection
we price securities, contact us. We are a member of Securities Investor Protection Corporation (SIPC), Revised 4/15/2025
Important Information About Auction Rate Securities which protects securities of its customers up to $500,000 (including
For certain Auction Rate Securities there is no or limited liquidity. $250,000 for claims for cash). An explanatory brochure is available
Therefore, the price(s) for these Auction Rate Securities are indicated upon request or at www.sipc.org. Losses due to market fluctuation are
by N/A (not available). There can be no assurance that a successful not protected by SIPC and assets not held with us may not be covered
auction will occur or that a secondary market exists or will develop for by SIPC protection. To obtain information about SIPC, including an
a particular security. explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
Structured Investments Risks and Considerations www.sipc.org.
Structured Investments (Structured Products) are complex products and Certain Assets Not Held Here
are subject to special risks, which may include, but are not limited to: You may purchase certain assets through us that may be held at
loss of initial investment; issuer credit risk and price volatility resulting another financial institution. Assets not held with us may not be
from actual or anticipated changes to issuer's and/or guarantor's credit covered by SIPC protection. We may include information about certain
ratings/spreads; limited or no appreciation and limits on participation in assets on this statement solely as a service to you and are not
any appreciation of underlying asset(s); risks associated with the responsible for information provided by external sources. Generally, any
underlying asset(s); no periodic payments; call prior to maturity; early financial institution that holds securities is responsible for year-end
redemption fees for market linked deposits; lower interest rates and/or reporting (e.g., Forms 1099) and separate periodic statements, which
yield compared to conventional debt with comparable maturity; unique may vary from our information due to different reporting periods. In the
tax implications; limited or no secondary market; and conflicts of case of networked mutual funds, we perform all year-end tax reporting.
interest due to affiliation, compensation or other factors which could Total Income
adversely affect market value or payout to investors. Investors also Total income, as used in the income summaries, represents dividends
should consider the concentration risk of owning the related security and/or interest on securities we receive on your behalf and credit to
and their total exposure to any underlying asset. Structured your account(s) during the calendar year. We report dividend
CLIENT STATEMENT For the Period April 1- June 30, 2025 Page 4 of 6
Morgan Stanley at Work Self-Directed Account WERTYUR WERTYURetr
Account Summary 111-111111-111
CHANGE IN VALUE OF YOUR ACCOUNT (includes accrued interest)
This Period This Year
(4/1/25-6/30/25) (1/1/25-6/30/25)
TOTAL BEGINNING VALUE — —
Credits — —
Debits — —
Security Transfers — —
Net Credits/Debits/Transfers — —
Change in Value — —
TOTAL ENDING VALUE — —
ASSET ALLOCATION
Market Value Percentage
TOTAL VALUE — — There Are No Holdings For This Account
CLIENT STATEMENT For the Period April 1- June 30, 2025 Page 5 of 6
Morgan Stanley at Work Self-Directed Account WERTYUR WERTYURetr
Account Summary 111-111111-111
BALANCE SHEET (^ includes accrued interest) CASH FLOW
Last Period This Period This Period This Year
(as of 3/31/25) (as of 6/30/25) (4/1/25-6/30/25) (1/1/25-6/30/25)
Total Assets — — OPENING CASH, BDP, MMFs — —
Total Liabilities (outstanding balance) — — Total Investment Related Activity — —
TOTAL VALUE — — Total Cash Related Activity — —
Total Card/Check Activity — —
CLOSING CASH, BDP, MMFs — —
INCOME AND DISTRIBUTION SUMMARY GAIN/(LOSS) SUMMARY
This Period This Year Unrealized
(4/1/25-6/30/25) (1/1/25-6/30/25) Realized This Period Realized This Year Inception to Date
Income And Distributions — — (4/1/25-6/30/25) (1/1/25-6/30/25) (as of 6/30/25)
Tax-Exempt Income — — TOTAL GAIN/(LOSS) — — —
TOTAL INCOME AND DISTRIBUTIONS — — The Gain/(Loss) Summary, which may be subsequently adjusted, is provided for informational purposes
and should not be used for tax preparation. For additional detail, please visit www.etrade.com.
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
CLIENT STATEMENT For the Period April 1- June 30, 2025 Page 6 of 6
Morgan Stanley at Work Self-Directed Account WERTYUR WERTYURetr
Account Detail 111-111111-111
Investment Objectives (in order of priority) : Not Provided Brokerage Account
Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
STOCK PLAN SUMMARY As of 6/30/2025
Exercisable Value Potential Value Total Value Percentage
Restricted Stock — $221,243.90 $221,243.90 100.00
TOTAL VALUE — $221,243.90 $221,243.90 100.00%
Your "Exercisable Value" is the estimated value of any exercisable stock options or stock appreciation rights in your
account. Your "Potential Value" is the estimated value of your unvested holdings plus those that are deferred, pending
acceptance, pending tax collection, or pending release. Values shown do not reflect deductions for applicable exercise
costs, taxes, commissions and fees. Stock plan data is based on your company's records. The company reserves the right
to make corrections to this data. All Stock Plan assets and grants are subject to the terms of the plan and the grant
documents. A change in your employment status may result in forfeiture of assets and may affect vesting periods and
expiration dates. Because there is no market for unrealized or unvested assets, these are hypothetical values based on
the market price of unrestricted shares, and the value that you realize, if any, may be higher or lower. The values for
Stock Plan assets displayed here do not represent assets held in your account and are not protected by the Securities
Investor Protection Corporation (“SIPC”).
STOCK PLAN DETAILS
Potential Restricted Stock
Symbol/ Potential Total Est Mkt
Grant Date Number Type CUSIP Quantity Grant Price Market Price Value (Pre-Tax)
01/10/25 00009587 RSU MBLY 12305.000 $0.00 $17.98 $221,243.90
MESSAGES
Senior Investor Helpline
For any inquiries or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
FINRA BrokerCheck
FINRA has established the public disclosure program, known as BrokerCheck, to provide certain information regarding the disciplinary history of FINRA members and their associated persons. The BrokerCheck Hotline
Number is 1-800-289-9999. The FINRA website address is www.finra.org. An investor brochure that includes information describing FINRA BrokerCheck may be obtained from FINRA.
Update on Sweep Deposits for Joint Accounts
Effective July 25, 2025, the Deposit Limit for the Morgan Stanley Sweep Banks in the Bank Deposit Program (BDP) for joint accounts will be changing. For accounts held by the same combination of joint owners, the
Deposit Limit will now be computed daily based on the number of joint owners instead of $498,000 for all joint accounts.
As a reminder, sweep deposits in eligible joint accounts that exceed the Deposit Limit at Morgan Stanley Sweep Banks, on any given day, may be sent to one or more Program Banks.
For more information, please see the BDP disclosure: https://www.morganstanley.com/wealth-disclosures/pdfs/BDP_disclosure.pdf
Hello @Smashup
Thanks for this PDF debug.
Unfortunately, I don’t know what this is supposed to be. It’s neither a purchase nor a sale… How should this transaction be posted?
Regards
Alex
Hello @arnonm
Thanks for this PDF debug.
Unfortunately, I don’t know what it is.
The same applies to the other PDF debug.
We try to use only individual statements in order to also record taxes and fees.
What should we do with it, and what would you like to have imported into Portfolio Performance?
Regards
Alex
Hi Nirus, thank you for looking into this. This can be treated as a buy confirmation or “Einlieferungsbeleg” for employee stocks.
If it doesn’t make sense to you never mind, don’t wast your time on this then.
Thanks anyway.
Got a TradeConfirmation document from ETrade which is not recognized by PP. Is it wrong to expect it to be imported?
PDFBox Version: 3.0.5
Portfolio Performance Version: 0.80.3
System: macosx | aarch64 | 21.0.5+11-LTS | Azul Systems, Inc.
-----------------------------------------
Your Account Number: 386-Esx018-535
Account Type - Cash
pzJHe IzCBgNvRi
23 CvhjGH STREET
APT 21
FKjxCYc 2651270 gWOlpt
E*TRADE from Morgan Stanley
P.O. BOX 484
JERSEY CITY, NJ 07303-0484
(800)-387-2331
This transaction is confirmed in accordance with the information provided on the Conditions and Disclosures page.
Trade Date Settlement Date Quantity Price Settlement Amount
09/18/2025 09/19/2025 796 31.2851 Principal $24,902.94
Net Amount $24,902.94
Transaction Type: Sold
Description: INTEL CORP
Symbol / CUSIP / ISIN: lFPl / 700282723 / US4581401001
Unsolicited trade
Morgan Stanley Smith Barney LLC acted as agent.
Morgan Stanley Smith Barney LLC. Member SIPC. The transaction(s) may have been executed with Morgan Stanley & Co. LLC, an
affiliate, which may receive compensation for any such services. E*TRADE is a business of Morgan Stanley.
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